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NIST SP 800-172 Enhanced CUI Protection Center

03.11.01E — Threat Awareness Program

Read the official CUI requirement and assessment content, then use the separately labeled Bare Metal Cyber perspective to connect it to implementation, evidence, and sustained operation.

1Source controls
1Assessment objectives
3Assessment methods

03.11 — Risk Assessment · NIST SP 800-172 Revision 3

Active
Official NIST requirement content

Security requirement

Implement a threat awareness program that includes a cross-organization information-sharing capability for threat intelligence.

Official NIST discussion

Discussion

Because of the constantly changing and increasing sophistication of adversaries, especially the advanced persistent threat (APT), it may be likely that adversaries can successfully breach or compromise organizational systems. One of the techniques that organizations can use to address this concern is to share threat information. This can include the tactics, techniques, and procedures that organizations have experienced; mitigations that organizations have found to be effective against certain types of threats; and threat intelligence (i.e., indications and warnings about threats). Threat information sharing may be bilateral or multilateral. Bilateral threat sharing includes government-to-commercial and government-to-government cooperatives. Multilateral threat sharing can include organizations taking part in threat-sharing consortia. Threat information may require special agreements and protection, or it may be freely shared. This requirement does not enhance a specific requirement in SP 800-171 but can be used to strengthen the protection of CUI associated with critical programs or high value assets.

Official protection strategy classifications

Protection strategies supported

These classifications are carried from the official SP 800-172 OSCAL record and help explain the enhanced requirement’s defensive purpose.

PS-DLODamage-Limiting Operations
Bare Metal Cyber interpretation

Implementation perspective

Treat Threat Awareness Program as an enhanced CUI protection outcome for elevated threat conditions that must be reflected in the system boundary, documented implementation, operational behavior, and assessment evidence. Pay particular attention to threat, vulnerability, likelihood, impact, criticality, and risk-response decisions for the CUI environment.

  1. Confirm the federal agency selected this enhanced requirement for the critical program or high-value asset and identify the CUI system components, services, users, and external connections in scope.
  2. Resolve every organization-defined parameter through an approved governance and tailoring process.
  3. Map each clause of the requirement to an accountable owner, implementation mechanism, and evidence source.
  4. Verify that inherited and shared implementations are supported by current provider evidence and responsibility boundaries.
  5. Collect evidence during normal operation and review changes, exceptions, and deficiencies on a risk-based cadence.

Questions to ask

  • Which critical-program or high-value-asset CUI, data flows, users, and services are protected by this enhanced requirement?
  • Which portions are implemented locally, inherited, shared, or not applicable, and what evidence supports that determination?
  • Do the system security plan, deployed configuration, operating process, and assessment evidence tell the same story?
  • What change, incident, or threshold should trigger reassessment?

Evidence and validation

  • risk assessments and threat models
  • vulnerability findings and prioritization records
  • supply-chain risk assessments
  • risk response and acceptance decisions

Common failure patterns

  • risk registers detached from technical evidence
  • vulnerability severity treated as business impact
  • assessments not updated after material change
  • accepted risks without owners or expiration
Official NIST SP 800-172A content

Assessment objectives and methods

Assessment objectives (1)
  1. a threat awareness program that includes a cross-organization information-sharing capability for threat intelligence is implemented.

Examine

  • Information security program plan
  • threat awareness program policy
  • threat awareness program procedures
  • risk assessment results relevant to threat awareness
  • documentation about the cross-organization information-sharing capability
  • other relevant documents or records

Interview

  • Personnel with information security program planning and plan implementation responsibilities
  • personnel responsible for the threat awareness program
  • personnel responsible for the cross-organization information-sharing capability
  • personnel with information security responsibilities
  • external personnel with whom threat awareness information is shared by the organization

Test

  • Processes for implementing the threat awareness program
  • processes for implementing the cross-organization information-sharing capability
  • mechanisms supporting and/or implementing the threat awareness program
  • mechanisms supporting and/or implementing the cross-organization information-sharing capability
Official source-control relationships

Source NIST SP 800-53 controls

These controls are referenced by the official SP 800-172 Rev. 3 OSCAL record. Open the corresponding control pages for complete control text, enhancements, D3FEND mappings, and related learning.

Source record

Authoritative sources