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NIST SP 800-53 Learning Center

PL-10 — Baseline Selection

Read the official control and assessment content, then use the separately labeled Bare Metal Cyber perspective to connect the requirement to implementation, evidence, and sustained operation.

0Enhancements
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3Baseline memberships
2Assessment methods

PL — Planning · NIST SP 800-53 Release 5.2.0

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Official NIST control content

Control statement

Select a control baseline for the system.

Official NIST discussion

Discussion

Control baselines are predefined sets of controls specifically assembled to address the protection needs of a group, organization, or community of interest. Controls are chosen for baselines to either satisfy mandates imposed by laws, executive orders, directives, regulations, policies, standards, and guidelines or address threats common to all users of the baseline under the assumptions specific to the baseline. Baselines represent a starting point for the protection of individuals’ privacy, information, and information systems with subsequent tailoring actions to manage risk in accordance with mission, business, or other constraints (see [PL-11](#pl-11) ). Federal control baselines are provided in [SP 800-53B](#46d9e201-840e-440e-987c-2c773333c752) . The selection of a control baseline is determined by the needs of stakeholders. Stakeholder needs consider mission and business requirements as well as mandates imposed by applicable laws, executive orders, directives, policies, regulations, standards, and guidelines. For example, the control baselines in [SP 800-53B](#46d9e201-840e-440e-987c-2c773333c752) are based on the requirements from [FISMA](#0c67b2a9-bede-43d2-b86d-5f35b8be36e9) and [PRIVACT](#18e71fec-c6fd-475a-925a-5d8495cf8455) . The requirements, along with the NIST standards and guidelines implementing the legislation, direct organizations to select one of the control baselines after the reviewing the information types and the information that is processed, stored, and transmitted on the system; analyzing the potential adverse impact of the loss or compromise of the information or system on the organization’s operations and assets, individuals, other organizations, or the Nation; and considering the results from system and organizational risk assessments. [CNSSI 1253](#4e4fbc93-333d-45e6-a875-de36b878b6b9) provides guidance on control baselines for national security systems.

Original Bare Metal Cyber perspective

From control text to operational evidence

Use Baseline Selection as a testable risk decision. Translate the official statement into accountable people, repeatable processes, configured technology, and evidence that demonstrates the outcome over time. In this family, pay particular attention to security and privacy planning, architecture, rules of behavior, and lifecycle alignment.

Implementation workflow

  • Define the control boundary, responsible owner, inherited portions, and systems or processes in scope.
  • Resolve each organization-defined parameter before declaring the control implemented.
  • Document how the implementation satisfies every clause of the official control statement.
  • Collect evidence as a normal byproduct of operation rather than only before an assessment.
  • Review exceptions, changes, and monitoring results on a risk-based cadence.

Evidence examples

  • system security and privacy plans
  • architecture and data-flow diagrams
  • rules-of-behavior acknowledgments
  • plan review and approval records

Common failure patterns

  • plans copied from templates without system specificity
  • diagrams that do not match deployed services
  • inherited controls claimed without provider evidence
  • plans updated only before assessment

Questions practitioners should ask

  • What risk decision is this control intended to support in this system?
  • Which parts are implemented locally, inherited, shared, or not applicable—and what evidence supports that decision?
  • Do the documented narrative, deployed configuration, operating process, and collected evidence agree?
  • What event or threshold requires the implementation to be reviewed or changed?
Official NIST SP 800-53A content

Assessment objectives and methods

Show the assessment objective

a control baseline for the system is selected.

Examine

  • Security and privacy planning policy
  • procedures addressing system security and privacy plan development and implementation
  • procedures addressing system security and privacy plan reviews and updates
  • system design documentation
  • system architecture and configuration documentation
  • system categorization decision
  • information types stored, transmitted, and processed by the system
  • system element/component information
  • stakeholder needs analysis
  • list of security and privacy requirements allocated to the system, system elements, and environment of operation
  • list of contractual requirements allocated to external providers of the system or system element
  • business impact analysis or criticality analysis
  • risk assessments
  • risk management strategy
  • organizational security and privacy policy
  • federal or organization-approved or mandated baselines or overlays
  • system security plan
  • privacy plan
  • other relevant documents or records

Interview

  • Organizational personnel with security and privacy planning and plan implementation responsibilities
  • organizational personnel with information security and privacy responsibilities
  • organizational personnel with responsibility for organizational risk management activities
Official relationships

Related controls

These relationships come from the official OSCAL catalog. They indicate useful dependencies or context, not automatic inheritance or equivalence.

Source record

Authoritative sources