Control statement
- a.Establish usage restrictions and implementation guidelines for the following system components: [Organization-defined: components] ; and
- b.Authorize, monitor, and control the use of such components within the system.
Discussion
Usage restrictions apply to all system components including but not limited to mobile code, mobile devices, wireless access, and wired and wireless peripheral components (e.g., copiers, printers, scanners, optical devices, and other similar technologies). The usage restrictions and implementation guidelines are based on the potential for system components to cause damage to the system and help to ensure that only authorized system use occurs.
Organization-defined parameters
These values must be resolved through the organization’s tailoring and governance process. Bracketed parameter references in the control text identify where a decision is required.
From control text to operational evidence
Use Usage Restrictions as a testable risk decision. Translate the official statement into accountable people, repeatable processes, configured technology, and evidence that demonstrates the outcome over time. In this family, pay particular attention to secure architecture, boundary protection, communications protection, cryptography, and system isolation.
Implementation workflow
- Define the control boundary, responsible owner, inherited portions, and systems or processes in scope.
- Resolve each organization-defined parameter before declaring the control implemented.
- Document how the implementation satisfies every clause of the official control statement.
- Collect evidence as a normal byproduct of operation rather than only before an assessment.
- Review exceptions, changes, and monitoring results on a risk-based cadence.
Evidence examples
- network and trust-boundary diagrams
- firewall and gateway configurations
- cryptographic configuration and key records
- segmentation and isolation test results
Common failure patterns
- diagrams omit cloud and third-party paths
- encryption enabled without key governance
- flat trust zones allow unnecessary lateral movement
- boundary rules accumulate without owner review
Questions practitioners should ask
- What risk decision is this control intended to support in this system?
- Which parts are implemented locally, inherited, shared, or not applicable—and what evidence supports that decision?
- Do the documented narrative, deployed configuration, operating process, and collected evidence agree?
- What event or threshold requires the implementation to be reviewed or changed?
Assessment objectives and methods
Show the assessment objective
- SC-43a.usage restrictions and implementation guidelines are established for [Organization-defined: components];
- SC-43b.
- SC-43b.[01]the use of [Organization-defined: components] is authorized within the system;
- SC-43b.[02]the use of [Organization-defined: components] is monitored within the system;
- SC-43b.[03]the use of [Organization-defined: components] is controlled within the system.
Examine
- System and communications protection policy
- usage restrictions
- procedures addressing usage restrictions
- implementation policy and procedures
- authorization records
- system monitoring records
- system audit records
- system security plan
- other relevant documents or records
Interview
- System/network administrators
- organizational personnel with information security responsibilities
- organizational personnel installing, configuring, and/or maintaining the system
Test
- Organizational processes for authorizing, monitoring, and controlling the use of components with usage restrictions
- mechanisms supporting and/or implementing, authorizing, monitoring, and controlling the use of components with usage restrictions
Related controls
These relationships come from the official OSCAL catalog. They indicate useful dependencies or context, not automatic inheritance or equivalence.
Authoritative sources
Bare Metal Cyber is an independent educational publisher and is not affiliated with or endorsed by NIST. Official control requirements and interpretations remain with NIST and the responsible authorizing organization.