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NIST SP 800-172 Enhanced CUI Protection Center

03.14.01E — Software, Firmware, and Information Integrity

Read the official CUI requirement and assessment content, then use the separately labeled Bare Metal Cyber perspective to connect it to implementation, evidence, and sustained operation.

8Parameters
1Source controls
6Assessment objectives
3Assessment methods

03.14 — System and Information Integrity · NIST SP 800-172 Revision 3

Active
Official NIST requirement content

Security requirement

  1. a.Employ integrity verification tools to detect unauthorized changes to the following software, firmware, and information: [Organization-defined: organization-defined software, firmware, and information].
  2. b.Take the following actions when unauthorized changes to the software, firmware, and information are detected: [Organization-defined: organization-defined actions].
Official NIST discussion

Discussion

Verifying the integrity of security-critical or essential software is an important capability since corrupted software is the primary attack vector used by adversaries to undermine or disrupt the proper functioning of systems. Unauthorized changes to software, firmware, and information can occur due to errors or malicious activity. Software includes boot firmware, operating systems with key internal components (e.g., kernels or drivers), middleware, and applications. Firmware interfaces include Unified Extensible Firmware Interface (UEFI) and Basic Input/Output Systems (BIOS). Information includes CUI and metadata that contains security attributes associated with information. Integrity-checking mechanisms—including parity checks, cyclical redundancy checks, cryptographic hashes, and associated tools—can automatically monitor the integrity of systems and hosted applications. There are many ways to verify software integrity throughout the system development life cycle. Root of trust mechanisms (e.g., secure boot, trusted platform modules, UEFI) verify that only trusted code is executed during boot processes. The employment of cryptographic signatures ensures the integrity and authenticity of critical software that stores, processes, or transmits, CUI. This requirement is sourced to a control tailored out of the SP 800-53B .13 moderate baseline in SP 800-171.

Official organization-defined parameters

Tailoring decisions required

Resolve these values through the governing organization’s approved tailoring and risk-management process before declaring the requirement implemented.

organization-defined software, firmware, and information
organization-defined actions
softwareorganization-defined software, firmware, and informationsoftware requiring integrity verification tools to be used to detect unauthorized changes is defined.
firmwareorganization-defined software, firmware, and informationfirmware requiring integrity verification tools to be used to detect unauthorized changes is defined.
informationorganization-defined software, firmware, and informationinformation requiring integrity verification tools to be used to detect unauthorized changes is defined.
actionsorganization-defined actionsactions to be taken when unauthorized changes to software are detected are defined.
actionsorganization-defined actionsactions to be taken when unauthorized changes to firmware are detected are defined.
actionsorganization-defined actionsactions to be taken when unauthorized changes to information are detected are defined.
Official protection strategy classifications

Protection strategies supported

These classifications are carried from the official SP 800-172 OSCAL record and help explain the enhanced requirement’s defensive purpose.

PS-DLODamage-Limiting Operations
PS-PRAPenetration-Resistant Architecture
Bare Metal Cyber interpretation

Implementation perspective

Treat Software, Firmware, and Information Integrity as an enhanced CUI protection outcome for elevated threat conditions that must be reflected in the system boundary, documented implementation, operational behavior, and assessment evidence. Pay particular attention to flaw remediation, malicious-code protection, monitoring, integrity, and trustworthy handling of CUI.

  1. Confirm the federal agency selected this enhanced requirement for the critical program or high-value asset and identify the CUI system components, services, users, and external connections in scope.
  2. Resolve every organization-defined parameter through an approved governance and tailoring process.
  3. Map each clause of the requirement to an accountable owner, implementation mechanism, and evidence source.
  4. Verify that inherited and shared implementations are supported by current provider evidence and responsibility boundaries.
  5. Collect evidence during normal operation and review changes, exceptions, and deficiencies on a risk-based cadence.

Questions to ask

  • Which critical-program or high-value-asset CUI, data flows, users, and services are protected by this enhanced requirement?
  • Which portions are implemented locally, inherited, shared, or not applicable, and what evidence supports that determination?
  • Do the system security plan, deployed configuration, operating process, and assessment evidence tell the same story?
  • What change, incident, or threshold should trigger reassessment?

Evidence and validation

  • patch and remediation records
  • malware protection configuration
  • monitoring alerts and response records
  • integrity validation and exception reports

Common failure patterns

  • patch compliance hiding unsupported assets
  • alerts generated without response ownership
  • exceptions that never expire
  • integrity monitoring excluding critical configurations
Official NIST SP 800-172A content

Assessment objectives and methods

Assessment objectives (6)
  1. a.

    integrity verification tools are employed to detect unauthorized changes to [Organization-defined: software].

  2. a.

    integrity verification tools are employed to detect unauthorized changes to [Organization-defined: firmware].

  3. a.

    integrity verification tools are employed to detect unauthorized changes to [Organization-defined: information].

  4. b.

    [Organization-defined: actions] are taken when unauthorized changes to software are detected.

  5. b.

    [Organization-defined: actions] are taken when unauthorized changes to firmware are detected.

  6. b.

    [Organization-defined: actions] are taken when unauthorized changes to information are detected.

Examine

  • System and information integrity policy
  • system and information integrity procedures
  • procedures addressing software, firmware, and information integrity
  • system configuration settings and associated documentation
  • integrity verification tools and associated documentation
  • records generated or triggered by system design documentation
  • integrity verification tools regarding unauthorized software, firmware, and information changes
  • system audit records
  • system security plan
  • other relevant documents or records

Interview

  • Personnel responsible for software, firmware, and/or information integrity
  • personnel with information security responsibilities
  • system/network administrators

Test

  • Software, firmware, and information integrity verification tools
Official source-control relationships

Source NIST SP 800-53 controls

These controls are referenced by the official SP 800-172 Rev. 3 OSCAL record. Open the corresponding control pages for complete control text, enhancements, D3FEND mappings, and related learning.

Source record

Authoritative sources