SI-7 — Software, Firmware, and Information Integrity

Security-relevant events include the identification of new threats to which organizational systems are susceptible and the installation of new hardware, software, or firmware. Transitional states include system startup, restart, shutdown, and abort.

1. SI-07(01)[01]an integrity check of [Organization-defined: software] is performed [Organization-defined: si-07.01_odp.02];
2. SI-07(01)[02]an integrity check of [Organization-defined: firmware] is performed [Organization-defined: si-07.01_odp.06];
3. SI-07(01)[03]an integrity check of [Organization-defined: information] is performed [Organization-defined: si-07.01_odp.10].

The employment of automated tools to report system and information integrity violations and to notify organizational personnel in a timely matter is essential to effective risk response. Personnel with an interest in system and information integrity violations include mission and business owners, system owners, senior agency information security official, senior agency official for privacy, system administrators, software developers, systems integrators, information security officers, and privacy officers.

automated tools that provide notification to [Organization-defined: personnel or roles] upon discovering discrepancies during integrity verification are employed.

Centrally managed integrity verification tools provides greater consistency in the application of such tools and can facilitate more comprehensive coverage of integrity verification actions.

centrally managed integrity verification tools are employed.

Organizations may define different integrity-checking responses by type of information, specific information, or a combination of both. Types of information include firmware, software, and user data. Specific information includes boot firmware for certain types of machines. The automatic implementation of controls within organizational systems includes reversing the changes, halting the system, or triggering audit alerts when unauthorized modifications to critical security files occur.

[Organization-defined: si-07.05_odp.01] are automatically performed when integrity violations are discovered.

Cryptographic mechanisms used to protect integrity include digital signatures and the computation and application of signed hashes using asymmetric cryptography, protecting the confidentiality of the key used to generate the hash, and using the public key to verify the hash information. Organizations that employ cryptographic mechanisms also consider cryptographic key management solutions.

1. SI-07(06)[01]cryptographic mechanisms are implemented to detect unauthorized changes to software;
2. SI-07(06)[02]cryptographic mechanisms are implemented to detect unauthorized changes to firmware;
3. SI-07(06)[03]cryptographic mechanisms are implemented to detect unauthorized changes to information.

Integrating detection and response helps to ensure that detected events are tracked, monitored, corrected, and available for historical purposes. Maintaining historical records is important for being able to identify and discern adversary actions over an extended time period and for possible legal actions. Security-relevant changes include unauthorized changes to established configuration settings or the unauthorized elevation of system privileges.

the detection of [Organization-defined: changes] are incorporated into the organizational incident response capability.

Organizations select response actions based on types of software, specific software, or information for which there are potential integrity violations.

1. SI-07(08)[01]the capability to audit an event upon the detection of a potential integrity violation is provided;
2. SI-07(08)[02][Organization-defined: si-07.08_odp.01] is/are initiated upon the detection of a potential integrity violation.

Ensuring the integrity of boot processes is critical to starting system components in known, trustworthy states. Integrity verification mechanisms provide a level of assurance that only trusted code is executed during boot processes.

the integrity of the boot process of [Organization-defined: system components] is verified.

Unauthorized modifications to boot firmware may indicate a sophisticated, targeted attack. These types of targeted attacks can result in a permanent denial of service or a persistent malicious code presence. These situations can occur if the firmware is corrupted or if the malicious code is embedded within the firmware. System components can protect the integrity of boot firmware in organizational systems by verifying the integrity and authenticity of all updates to the firmware prior to applying changes to the system component and preventing unauthorized processes from modifying the boot firmware.

[Organization-defined: mechanisms] are implemented to protect the integrity of boot firmware in [Organization-defined: system components].

Organizations verify the integrity of user-installed software prior to execution to reduce the likelihood of executing malicious code or programs that contains errors from unauthorized modifications. Organizations consider the source of the software, ensuring the software and updates come from authorized sources and/or sites, and the practicality of approaches to verifying software integrity, including the availability of trustworthy checksums from software developers and vendors.

the integrity of [Organization-defined: user-installed software] is verified prior to execution.

Cryptographic authentication includes verifying that software or firmware components have been digitally signed using certificates recognized and approved by organizations. Code signing is an effective method to protect against malicious code. Organizations that employ cryptographic mechanisms also consider cryptographic key management solutions.

cryptographic mechanisms are implemented to authenticate [Organization-defined: software or firmware components] prior to installation.

Placing a time limit on process execution without supervision is intended to apply to processes for which typical or normal execution periods can be determined and situations in which organizations exceed such periods. Supervision includes timers on operating systems, automated responses, and manual oversight and response when system process anomalies occur.

processes are prohibited from executing without supervision for more than [Organization-defined: time period].

Runtime application self-protection employs runtime instrumentation to detect and block the exploitation of software vulnerabilities by taking advantage of information from the software in execution. Runtime exploit prevention differs from traditional perimeter-based protections such as guards and firewalls which can only detect and block attacks by using network information without contextual awareness. Runtime application self-protection technology can reduce the susceptibility of software to attacks by monitoring its inputs and blocking those inputs that could allow attacks. It can also help protect the runtime environment from unwanted changes and tampering. When a threat is detected, runtime application self-protection technology can prevent exploitation and take other actions (e.g., sending a warning message to the user, terminating the user's session, terminating the application, or sending an alert to organizational personnel). Runtime application self-protection solutions can be deployed in either a monitor or protection mode.

[Organization-defined: controls] are implemented for application self-protection at runtime.