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NIST SP 800-171 CUI Protection Center

03.04 — Configuration Management

Study this CUI requirement family as a connected set of implementation decisions, evidence expectations, and assessment procedures.

10Active requirements
2Withdrawn records
12Parameters
49Assessment objectives

CUI requirement family

Configuration Management

Use this family as a planning boundary, but assess every applicable requirement against the real CUI system boundary, inherited services, organization-defined parameters, and operational evidence.

10 active2 withdrawnRevision 3
CM

Family catalog

Requirements and assessment procedures.

Withdrawn records remain available and link to the requirements where their intent was incorporated or addressed.

03.04.01Active

Baseline Configuration

Baseline configurations for the system and system components include aspects of connectivity, operation, and communications. Baseline configurations are documented, formally reviewed, and agreed-upon specifications for the system or configuration items within the system. Baseline configurations serve as a basis for future builds, releases, or changes to the system and include information about system components, oper

03.04.02Active

Configuration Settings

Configuration settings are the set of parameters that can be changed in hardware, software, or firmware components of the system and that affect the security posture or functionality of the system. Security-related configuration settings can be defined for systems (e.g., servers, workstations), input and output devices (e.g., scanners, copiers, printers), network components (e.g., firewalls, routers, gateways, voice

03.04.03Active

Configuration Change Control

Configuration change control refers to tracking, reviewing, approving or disapproving, and logging changes to the system. Specifically, it involves the systematic proposal, justification, implementation, testing, review, and disposition of changes to the system, including system upgrades and modifications. Configuration change control includes changes to baseline configurations for system components (e.g., operating

03.04.04Active

Impact Analyses

Organizational personnel with security responsibilities conduct impact analyses that include reviewing system security plans, policies, and procedures to understand security requirements; reviewing system design documentation and operational procedures to understand how system changes might affect the security state of the system; reviewing the impacts of system changes on supply chain partners with stakeholders; and

03.04.05Active

Access Restrictions for Change

Changes to the hardware, software, or firmware components of the system or the operational procedures related to the system can have potentially significant effects on the security of the system. Therefore, organizations permit only qualified and authorized individuals to access the system for the purpose of initiating changes. Access restrictions include physical and logical access controls, software libraries, work

03.04.06Active

Least Functionality

Systems can provide a variety of functions and services. Some functions and services that are routinely provided by default may not be necessary to support essential organizational missions, functions, or operations. It may be convenient to provide multiple services from single system components. However, doing so increases risk over limiting the services provided by any one component. Where feasible, organizations l

03.04.07Withdrawn

Withdrawn requirement

Withdrawn NIST SP 800-171 Rev. 3 requirement 03.04.07; use the recorded replacement relationships.

03.04.08Active

Authorized Software – Allow by Exception

If provided with the necessary privileges, users can install software in organizational systems. To maintain control over the software installed, organizations identify permitted and prohibited actions regarding software installation. Permitted software installations include updates and security patches to existing software and downloading new applications from organization-approved “app stores.” The policies selecte

03.04.09Withdrawn

Withdrawn requirement

Withdrawn NIST SP 800-171 Rev. 3 requirement 03.04.09; use the recorded replacement relationships.

03.04.10Active

System Component Inventory

System components are discrete, identifiable assets (i.e., hardware, software, and firmware elements) that compose a system. Organizations may implement centralized system component inventories that include components from all systems. In such situations, organizations ensure that the inventories include the system-specific information required for component accountability. The information necessary for effective acc

03.04.11Active

Information Location

Information location addresses the need to understand the specific system components where CUI is being processed and stored and the users who have access to CUI so that appropriate protection mechanisms can be provided, including information flow controls, access controls, and information management.

03.04.12Active

System and Component Configuration for High-Risk Areas

When it is known that a system or a system component will be in a high-risk area, additional security requirements may be needed to counter the increased threat. Organizations can implement protective measures on the systems or system components used by individuals departing on and returning from travel. Actions include determining whether the locations are of concern, defining the required configurations for the com