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NIST SP 800-171 CUI Protection Center

03.04.12 — System and Component Configuration for High-Risk Areas

Read the official CUI requirement and assessment content, then use the separately labeled Bare Metal Cyber perspective to connect it to implementation, evidence, and sustained operation.

2Parameters
1Source controls
2Assessment objectives
3Assessment methods

03.04 — Configuration Management · NIST SP 800-171 Revision 3

Active
Official NIST requirement content

Security requirement

  1. a.Issue systems or system components with the following configurations to individuals traveling to high-risk locations: [Organization-defined: configurations].
  2. b.Apply the following security requirements to the systems or components when the individuals return from travel: [Organization-defined: security requirements].
Official NIST discussion

Discussion

When it is known that a system or a system component will be in a high-risk area, additional security requirements may be needed to counter the increased threat. Organizations can implement protective measures on the systems or system components used by individuals departing on and returning from travel. Actions include determining whether the locations are of concern, defining the required configurations for the components, ensuring that the components are configured as intended before travel is initiated, and taking additional actions after travel is completed. For example, systems going into high-risk areas can be configured with sanitized hard drives, limited applications, and more stringent configuration settings. Actions applied to mobile devices upon return from travel include examining the device for signs of physical tampering and purging and reimaging the device storage.

Official organization-defined parameters

Tailoring decisions required

Resolve these values through the governing organization’s approved tailoring and risk-management process before declaring the requirement implemented.

configurationsorganization-defined system configurationsconfigurations for systems or system components to be issued to individuals traveling to high-risk locations are defined.
security requirementsorganization-defined security requirementssecurity requirements to be applied to the system or system components when individuals return from travel are defined.
Bare Metal Cyber interpretation

Implementation perspective

Treat System and Component Configuration for High-Risk Areas as a CUI protection outcome that must be reflected in the system boundary, documented implementation, operational behavior, and assessment evidence. Pay particular attention to approved baselines, secure configuration, change control, inventories, and drift management within the CUI boundary.

  1. Confirm the requirement is in scope for the CUI system components, services, users, and external connections being assessed.
  2. Resolve every organization-defined parameter through an approved governance and tailoring process.
  3. Map each clause of the requirement to an accountable owner, implementation mechanism, and evidence source.
  4. Verify that inherited and shared implementations are supported by current provider evidence and responsibility boundaries.
  5. Collect evidence during normal operation and review changes, exceptions, and deficiencies on a risk-based cadence.

Questions to ask

  • Which CUI assets, data flows, users, and services are protected by this requirement?
  • Which portions are implemented locally, inherited, shared, or not applicable, and what evidence supports that determination?
  • Do the system security plan, deployed configuration, operating process, and assessment evidence tell the same story?
  • What change, incident, or threshold should trigger reassessment?

Evidence and validation

  • approved baseline configurations
  • change tickets and approvals
  • configuration scan and drift reports
  • software and hardware inventories

Common failure patterns

  • baselines documented but not enforced
  • emergency changes never reconciled
  • cloud or ephemeral assets missing from inventory
  • security impact analysis performed after deployment
Official NIST SP 800-171A content

Assessment objectives and methods

Assessment objectives (2)
  1. a.

    systems or system components with the following configurations are issued to individuals traveling to high-risk locations: [Organization-defined: configurations].

  2. b.

    the following security requirements are applied to the system or system components when the individuals return from travel: [Organization-defined: security requirements].

Examine

  • configuration management policy and procedures
  • configuration management plan
  • procedures for the baseline configuration of the system
  • procedures for system component installations and upgrades
  • system component inventory
  • system component installations or upgrades and associated records
  • records of system baseline configuration reviews and updates
  • system configuration settings
  • system architecture
  • change control records
  • system security plan
  • other relevant documents or records

Interview

  • personnel with configuration management responsibilities
  • personnel with information security responsibilities
  • system administrators

Test

  • processes for managing baseline configurations
Official source-control relationships

Source NIST SP 800-53 controls

These controls are referenced by the official SP 800-171 Rev. 3 OSCAL record. Open the corresponding control pages for complete control text, enhancements, D3FEND mappings, and related learning.

Source record

Authoritative sources