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NIST SP 800-171 CUI Protection Center

03.11 — Risk Assessment

Study this CUI requirement family as a connected set of implementation decisions, evidence expectations, and assessment procedures.

3Active requirements
1Withdrawn records
5Parameters
12Assessment objectives

CUI requirement family

Risk Assessment

Use this family as a planning boundary, but assess every applicable requirement against the real CUI system boundary, inherited services, organization-defined parameters, and operational evidence.

3 active1 withdrawnRevision 3
RA

Family catalog

Requirements and assessment procedures.

Withdrawn records remain available and link to the requirements where their intent was incorporated or addressed.

03.11.01Active

Risk Assessment

Establishing the system boundary is a prerequisite to assessing the risk of the unauthorized disclosure of CUI. Risk assessments consider threats, vulnerabilities, likelihood, and adverse impacts to organizational operations and assets based on the operation and use of the system and the unauthorized disclosure of CUI. Risk assessments also consider risks from external parties (e.g., contractors operating systems on

03.11.02Active

Vulnerability Monitoring and Scanning

Organizations determine the required vulnerability scanning for system components and ensure that potential sources of vulnerabilities (e.g., networked printers, scanners, and copiers) are not overlooked. Vulnerability analyses for custom software may require additional approaches, such as static analysis, dynamic analysis, or binary analysis. Organizations can use these approaches in source code reviews and tools (e

03.11.03Withdrawn

Withdrawn requirement

Withdrawn NIST SP 800-171 Rev. 3 requirement 03.11.03; use the recorded replacement relationships.

03.11.04Active

Risk Response

This requirement addresses the need to determine an appropriate response to risk before generating a plan of action and milestones (POAM) entry. It may be possible to mitigate the risk immediately so that a POAM entry is not needed. However, a POAM entry is generated if the risk response is to mitigate the identified risk and the mitigation cannot be completed immediately.