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NIST SP 800-171 CUI Protection Center

03.11.02 — Vulnerability Monitoring and Scanning

Read the official CUI requirement and assessment content, then use the separately labeled Bare Metal Cyber perspective to connect it to implementation, evidence, and sustained operation.

4Parameters
2Source controls
7Assessment objectives
3Assessment methods

03.11 — Risk Assessment · NIST SP 800-171 Revision 3

Active
Official NIST requirement content

Security requirement

  1. a.Monitor and scan the system for vulnerabilities [Organization-defined: frequency] and when new vulnerabilities affecting the system are identified.
  2. b.Remediate system vulnerabilities within [Organization-defined: response times].
  3. c.Update system vulnerabilities to be scanned [Organization-defined: frequency] and when new vulnerabilities are identified and reported.
Official NIST discussion

Discussion

Organizations determine the required vulnerability scanning for system components and ensure that potential sources of vulnerabilities (e.g., networked printers, scanners, and copiers) are not overlooked. Vulnerability analyses for custom software may require additional approaches, such as static analysis, dynamic analysis, or binary analysis. Organizations can use these approaches in source code reviews and tools (e.g., static analysis tools, web-based application scanners, binary analyzers). Vulnerability scanning includes scanning for patch levels; scanning for functions, ports, protocols, and services that should not be accessible to users or devices; and scanning for improperly configured or incorrectly operating flow control mechanisms. To facilitate interoperability, organizations consider using scanning tools that express vulnerabilities in the Common Vulnerabilities and Exposures (CVE) naming convention. Sources for vulnerability information also include the Common Weakness Enumeration (CWE) listing, the National Vulnerability Database (NVD), and the Common Vulnerability Scoring System (CVSS).

Official organization-defined parameters

Tailoring decisions required

Resolve these values through the governing organization’s approved tailoring and risk-management process before declaring the requirement implemented.

frequencyorganization-defined frequencythe frequency at which the system is monitored for vulnerabilities is defined.
frequencyorganization-defined frequencythe frequency at which the system is scanned for vulnerabilities is defined.
response timesorganization-defined response timesresponse times to remediate system vulnerabilities are defined.
frequencyorganization-defined frequencythe frequency at which to update system vulnerabilities to be scanned is defined.
Bare Metal Cyber interpretation

Implementation perspective

Treat Vulnerability Monitoring and Scanning as a CUI protection outcome that must be reflected in the system boundary, documented implementation, operational behavior, and assessment evidence. Pay particular attention to threat, vulnerability, likelihood, impact, criticality, and risk-response decisions for the CUI environment.

  1. Confirm the requirement is in scope for the CUI system components, services, users, and external connections being assessed.
  2. Resolve every organization-defined parameter through an approved governance and tailoring process.
  3. Map each clause of the requirement to an accountable owner, implementation mechanism, and evidence source.
  4. Verify that inherited and shared implementations are supported by current provider evidence and responsibility boundaries.
  5. Collect evidence during normal operation and review changes, exceptions, and deficiencies on a risk-based cadence.

Questions to ask

  • Which CUI assets, data flows, users, and services are protected by this requirement?
  • Which portions are implemented locally, inherited, shared, or not applicable, and what evidence supports that determination?
  • Do the system security plan, deployed configuration, operating process, and assessment evidence tell the same story?
  • What change, incident, or threshold should trigger reassessment?

Evidence and validation

  • risk assessments and threat models
  • vulnerability findings and prioritization records
  • supply-chain risk assessments
  • risk response and acceptance decisions

Common failure patterns

  • risk registers detached from technical evidence
  • vulnerability severity treated as business impact
  • assessments not updated after material change
  • accepted risks without owners or expiration
Official NIST SP 800-171A content

Assessment objectives and methods

Assessment objectives (7)
  1. a.

    the system is monitored for vulnerabilities [Organization-defined: frequency].

  2. a.

    the system is scanned for vulnerabilities [Organization-defined: frequency].

  3. b.

    system vulnerabilities are remediated within [Organization-defined: response times].

  4. a.

    the system is monitored for vulnerabilities when new vulnerabilities that affect the system are identified.

  5. a.

    the system is scanned for vulnerabilities when new vulnerabilities that affect the system are identified.

  6. c.

    system vulnerabilities to be scanned are updated [Organization-defined: frequency].

  7. c.

    system vulnerabilities to be scanned are updated when new vulnerabilities are identified and reported.

Examine

  • risk assessment policy and procedures
  • procedures for vulnerability scanning
  • patch and vulnerability management records
  • vulnerability scanning tools and configuration documentation
  • vulnerability scanning results
  • risk assessment
  • risk assessment report
  • system security plan
  • other relevant documents or records

Interview

  • personnel with risk assessment and vulnerability scanning responsibilities
  • personnel with vulnerability scan analysis responsibilities
  • personnel with vulnerability remediation responsibilities
  • personnel with information security responsibilities
  • system administrators

Test

  • processes for vulnerability monitoring, scanning, analysis, and remediation
  • mechanisms for supporting or implementing vulnerability monitoring, scanning, analysis, and remediation
Official source-control relationships

Source NIST SP 800-53 controls

These controls are referenced by the official SP 800-171 Rev. 3 OSCAL record. Open the corresponding control pages for complete control text, enhancements, D3FEND mappings, and related learning.

Source record

Authoritative sources